Tài liệu Dược điển anh 5672 5678 [1102] immunological test methods general considerations

Accessed from 128.83.63.20 by nEwp0rt1 on Tue Jun 05 05:21:17 EDT 2012 5672 〈1102〉 Immunological Test Methods / General Information Add the following: ■ 〈1102〉 IMMUNOLOGICAL TEST METHODS—GENERAL CONSIDERATIONS INTRODUCTION This general information chapter provides a high-level description of principles for immunological test methods (ITMs) that can be used in specified monograph tests, along with information and approaches to analytical development and validation for ITMs. The scope of this chapter is to provide general information that is applicable to all ITMs. The chapter provides a foundation for specific chapters about different types of ITMs, e.g., Immunological Test Methods— Enzyme-Linked Immunosorbent Assay (ELISA) 〈1103〉, Immunological Test Methods—Immunoblot Analysis 〈1104〉 (proposed), and Immunological Test Methods—Surface Plasmon Resonance 〈1105〉. This suite of general information chapters is related to the bioassay general information chapters. Use of ITMs for process monitoring, diagnosis, and evaluation of clinical response, assessment of pharmacokinetics/pharmacodynamics/absorption, distribution, metabolism, and excretion (PK/PD/ADME), and other product characterization (nonrelease testing) is outside the scope of this chapter. The basis of all ITMs used to measure a quality attribute of a biologic drug substance or drug product is the highly specific noncovalent binding interaction between an antibody and antigen. The antigen typically is an analyte of interest (e.g., protein, carbohydrate, virus, or cell), and the binder is usually an antibody (e.g., monoclonal antibody or polyclonal antiserum). ITMs are applicable to molecules that are either directly antigenic (immunogens) or can be rendered indirectly antigenic (haptens). The measurand in ITM is directly related to a quality attribute of the product under test. ITMs are valuable because they exhibit high sensitivity and specificity for an analyte in complex matrices. They typically are used for qualitative and quantitative assessment of both an antibody and antigen, but their application also extends to the measurement of hapten, complement, antigen–antibody complexes, and other protein–protein interactions. These properties of ITMs allow their use for assessing identity, potency (strength), purity, impurities, stability, and other quality attributes of biological drug substances and drug products. ITMs are useful for many applications because they can measure molecules over a wide range of sizes and binding types. In general, antibodies are stable during various chemical modifications that do not have a significant adverse influence on interactions with an antigen. Antibody molecules tend to withstand moderate acidic and alkaline pH changes better than other proteins do. Because of this characteristic, a variety of ITMs with high degrees of sensitivity and specificity are possible. The ability to accelerate contact between an antigen and antibody enables ITM formats that provide rapid or real-time results. Generally, ITMs have higher precision and shorter turnaround time than do traditional biologically-based (i.e., cellbased and animal) assays. Although in some cases these advantages can support the replacement of a biological assay with an immunoassay, such changes should be approached systematically and with caution. Often it is challenging to prove the equivalence, or comparability, of results from bioassays and immunoassays because the interaction between antigen and antibody may not reflect the functional attributes observed in bioassays. Second Supplement to USP 35–NF 30 One major limitation of ITMs compared to physicochemical methods (such as liquid or gas chromatography) is that the latter generally are more precise and can simultaneously identify a set of impurities or unexpected substance(s). Another major limitation is that generally ITMs operate at high molar dilutions at which they are sensitive to disturbances caused by environmental factors in the sample matrix (i.e., matrix effects). Matrix effects can depend on ITM format and are not fully understood. Their specificity, a hallmark of ITMs, is sometimes compromised by structural or sequence similarities between the analyte and a closely related molecular impurity (cross-reactivity). Most ITMs reflect physical interaction (binding) between an antigen and antibody and not the analyte’s functional properties. Therefore, analysts must pay attention in the selection and execution of ITM format. Cell-based ITMs that can provide functional information about the analyte are beyond the scope of this chapter. GENERAL CHARACTERISTICS OF ITMs ITMs are based on the principle of specific, noncovalent, and reversible interactions between an antigen and antibody. In general, the primary antigen–antibody reaction is brought about by complementarity, which creates macromolecular specificity. This noncovalent interaction determines the degree of intrinsic affinity. Intrinsic affinity contributes to functional and/or relative affinity that depends on factors like reaction phase and valency, which in turn determines the degree of reversibility of an interaction. A better understanding of factors that affect antigen–antibody interactions provides the rationale for the development of a suitable ITM format (e.g., solid or liquid phase, competitive or noncompetitive binding, etc.). A defining characteristic of ITMs is that they employ an antigen (or hapten) and antibody. In addition, ITMs may contain companion molecules such as complement components. The components of ITMs are defined as follows: • Antigens—Comprise a wide range of molecules that are capable of binding to the antibody in a specific interaction. Generally, part(s) of an antigen (the immunogenic epitope[s]) is/are capable of eliciting antibody response. • Haptens—Small molecules that, by themselves, are not capable of eliciting an antibody response but are capable of eliciting an immune response when attached to a large carrier such as a protein. Antibodies produced to a hapten–carrier adduct also may bind to the smallmolecule hapten in a specific interaction. • Complements—Companion molecules that, under certain conditions, aid in the functionality of antigen–antibody complexes but are not required for antigen–antibody or hapten–antibody interaction. • Antibodies—Proteins with regions that impart a high degree of specific binding to antigens (and haptens). The structural elements of an immunoglobulin G (IgG) antibody are shown in Figure 1. In addition to these components, ITMs require some means to detect or monitor the binding reaction between the antigen and antibody. TYPES OF ITMs Measurement of antigen–antibody binding can be performed in a variety of assay types and formats: solid or liquid phase, manual or automated, labeled or nonlabeled, competitive or noncompetitive, qualitative or quantitative, homogeneous or heterogeneous, or combinations of some of these. The distinguishing characteristic of all these assays is the binding of an antibody or antigen to the analyte (which can be an antigen or antibody as well), followed by detection of the antigen–antibody complex. Although many different formats can be used for the binding reaction, Official from December 1, 2012 Copyright (c) 2012 The United States Pharmacopeial Convention. All rights reserved. Accessed from 128.83.63.20 by nEwp0rt1 on Tue Jun 05 05:21:17 EDT 2012 Second Supplement to USP 35–NF 30 General Information / 〈1102〉 Immunological Test Methods 5673 Figure 1. The structure of IgG. The IgG molecule is characterized by a distinctive domain structure of heavy (H) and light (L) chains, both of which are divided into variable and constant regions (V and C, respectively). Light chains consist of VL and CL domains, and heavy chains consist of a variable domain (VH) and three constant domains (CH1, CH2, and CH3). All domains are stabilized by disulfide bonds, and CH2 domains contain carbohydrates. The flexible hinge region between the CH1 and CH2 domains allows the independent behavior of two antigen-binding sites formed by variable domains. along with different methods for detection, quantification of the analyte in the test article is always performed by comparison of the measurement to a reference standard. Thus a number of ITM technologies support investigations of product quality. Commonly used assay designs include enzymelinked immunosorbent assay (ELISA), Western blotting, flow cytometry, competitive enzyme-linked immunosorbent assay, surface plasmon resonance (SPR), rate nephelometry, radioimmunoassay (RIA), radial immunodiffusion, precipitation, and agglutination. These methods are described below. Enzyme-Linked Immunosorbent Assay An ELISA is a quantitative, solid-phase immunological method for the measurement of an analyte following binding to an immunosorbent and its subsequent detection using enzymatic hydrolysis of a reporter substrate either directly (analyte has enzymatic properties) or indirectly (e.g., horseradish peroxidase– or alkaline phosphatase–linked antibody subsequently bound to the immunosorbed analyte). The analyte usually is quantitated by interpolation against a standard curve of a reference material. General information chapter Immunological Test Methods—Enzyme-Linked Immunosorbent Assay (ELISA) 〈1103〉 discusses ELISA in greater detail, including ELISA development for quantitative analysis. Western Blotting A Western blot is a semiquantitative or qualitative method for measurement of a protein analyte that has been resolved by polyacrylamide gel electrophoresis and subsequently transferred to a solid membrane (e.g., nitrocellulose, nylon, or polyvinylidene difluoride). Detection can be achieved directly by reacting with a labeled primary antibody (antibody specific to the analyte of interest) or indirectly by reacting labeled secondary antibody (antibody against the primary antibody) to the primary antibody bound to the membraneimmobilized antigen. The label can be a radioisotope or an enzyme that uses the substrate to produce color, fluorescence, or luminescence. This method is semiquantitative, especially when proteins are present in low concentration and in very complex mixtures. It is commonly used in early process development (e.g., antibody screening, protein expression, protein purification, etc.). Western blotting is a powerful method for analyzing and identifying proteins in complex mixtures, particularly after separation using 2-dimensional gel electrophoresis, which separates proteins based on size and charge (pI). Flow Cytometry Flow cytometry is a laser-based semiquantitative technology that permits measurement of fluorophore-conjugated probes as they interact with their respective ligands on cells or particles. More details for flow cytometry can be found in Flow Cytometry 〈1027〉. Surface Plasmon Resonance SPR is a quantitative method for measurement of an analyte in a sample where the antibody–antigen complex formation can be measured in real time at the interface of a liquid and solid (e.g., gold surfaces or particles). The measurement taken is the real-time change in refraction of a polarized light and occurs during the formation of the antibody–antigen complex, resulting in changes to the plasmon resonance minima (i.e., the sensorgram). The quantity of analyte is determined by comparison to the measurement of a reference standard curve determined in the same assay. More details for SPR can be found in gen- Official from December 1, 2012 Copyright (c) 2012 The United States Pharmacopeial Convention. All rights reserved. Accessed from 128.83.63.20 by nEwp0rt1 on Tue Jun 05 05:21:17 EDT 2012 5674 〈1102〉 Immunological Test Methods / General Information eral information chapter Immunological Test Methods—Surface Plasmon Resonance 〈1105〉. Rate Nephelometry Rate nephelometry is a quantitative method for measurement of an analyte in a sample in solution by measuring the light scatter introduced by small aggregates formed by the antigen–antibody complex. The quantity of analyte is determined by comparison to the measurement of a reference standard curve determined in the same assay. Radioimmunoassay RIA, a sensitive ITM first developed in the 1950s, is a quantitative method for measurement of an analyte in a sample. RIA usually uses a competitive antibody–antigen binding reaction, but it also can be used in sandwich immunoassay format, including immunoprecipitation. In competitive RIAs the analyte competes for binding with a radiolabeled (e.g., using 125I or 3H) reference antigen that is identical to the analyte; therefore, the analyte and the antigen both compete for binding to a fixed and limiting dilution of a specific (often polyclonal) antibody. The radiolabeled antigen is present in excess. The same unlabeled antigen in the test sample competes in binding to the same site on the antibody, which is present in a fixed quantity. Binding of the unlabeled antigen to the antibody leads to the displacement of the labeled antigen, resulting in a decrease in the radioactivity of the antigen–antibody complex fraction. To separate the antigen–antibody complex from the excess unbound antigen, the complex generally is either precipitated with a secondary antibody (or protein G) immobilized on a solid matrix (e.g., glass or resin beads) or with an already immobilized primary antibody. The quantity of analyte usually is determined by interpolation against a standard curve of a reference material, where a fixed amount of antibody and radiolabeled antigen is mixed with an increasing amount of unlabeled antigen. Hence, even a small quantity of unlabeled antigen will result in a relative quantitative decrease in total bound radioactivity. Single Radial Immunodiffusion Single radial immunodiffusion (SRID or SRD) is a quantitative method for measurement of an analyte in a sample by Second Supplement to USP 35–NF 30 measuring the diameter of the ring of precipitin formed by the antigen–antibody complex. Antigen is applied to a well in a gel infused with a constant level of antibody. Solutions with higher concentrations of antigen diffuse farther before being saturated with antibody and then precipitated. The quantity of analyte is determined by comparison to a reference standard curve measured by the same assay. Precipitation The underlying principle for this method is that the interaction of a multivalent antibody and antigen leads to the formation of a complex. In some cases a visible precipitate is formed. Other immunoprecipitation techniques involve the use of Protein A or Protein G beads to capture the antigen–antibody complex and facilitate the separation of the antigen–antibody complexes from the other antigens in the solution. Precipitation is not commonly used for quantitative analytical purposes because of the time required (days to complete), lack of sensitivity, and requirement for large quantities of antigen and antibodies. Agglutination Agglutination and inhibition of agglutination, respectively, provide qualitative and quantitative measures of certain antigens and antibodies. Inhibition of agglutination is a modification of the agglutination reaction that provides higher sensitivity to detect small quantities of proteins, chemicals, viruses, and other analytes. The principle of agglutination is similar to that for precipitation except that the interaction takes place between an antibody and a particulate antigen and leads to a visible clump or agglutination. The most common example of this application is for blood typing (i.e., A, B, or O antigen). CHOICE OF ITM When choosing an ITM, analysts should consider sensitivity and specificity as well as the complexity of the sample. Table 1 provides an assay developer with a comparative view of the advantages and disadvantages of a variety of ITM formats. The intended application of the ITM should govern the choice of the most suitable format. Table 1. ITMs Used in Biopharmaceutical Laboratories Method Advantages High sensitivity Often wide dynamic range High throughput Low cost ELISA • • • • Western blot • Gives information about antigen size and/or charge • Allows separation of various antigens (or degradation/aggregation products) bearing same epitope • Can tolerate complex mixtures Flow cytometry • High throughput • Highly automated SPR • Direct detection of binding • Can measure affinity precisely, including on and off rates Disadvantages • Multistage process highly dependent on proper execution of each stage • Wash steps add time and often biohazardous waste • Reagent labeling required • Typically works only with linear epitopes • Labor intensive • Low throughput, output • Subject to interpretation • Immobilization can alter binding • Limited to proteins • Use limited to cells, particles, and samples bound to beads • Sensitive to aggregates and sample matrix • Immobilization can alter binding • Regeneration can alter binding • Low throughput, output Typical Industry Uses • Potency assessment • Specific protein concentration analysis in complex samples • Protein identification • Purity assessment • Immunogenicity assessment • Protein purity assessment • Protein stability assessment • Protein identity test • Potency assessment • Cell identity in cell-therapy products • Immunogenicity assessment • Potency assessment • Specific protein concentration analysis in complex samples Official from December 1, 2012 Copyright (c) 2012 The United States Pharmacopeial Convention. All rights reserved. Accessed from 128.83.63.20 by nEwp0rt1 on Tue Jun 05 05:21:17 EDT 2012 Second Supplement to USP 35–NF 30 General Information / 〈1102〉 Immunological Test Methods 5675 Table 1. ITMs Used in Biopharmaceutical Laboratories (Continued) Method Rate nephelometry RIA Advantages • Easily automated • Rapid • Binding occurs in native conformation • Low-concentration samples can be analyzed • High sensitivity antibody used at limiting dilution that conserves reagent • Can be plate-based for higher throughput (e.g., scintillation proximity assays) • Precise • Simple setup SRD Precipitation • Low equipment cost Agglutination • Rapid • Low equipment cost Disadvantages • Small detection range • High background for turbid samples • Requires radioactive labeling for detection • Shorter half-life of some radioisotopes requires periodic preparation of the tracer • Hazardous waste Typical Industry Uses • Assay for individual vaccine components for check of stability and purity • Protein identification (e.g., hormones) • Specific protein concentration analysis in complex samples • Semiquantitative • Low precision • Low sensitivity • Subject to interpretation • Slow • Poor sensitivity (µg range) • Subject to interpretation • Slow • Low specificity because of interfering substances • Vaccine release test KEY CONSIDERATIONS IN ITM DEVELOPMENT The goal during method development is to produce an accurate assay that is practically feasible and possesses an acceptable degree of intra- and inter-assay precision. To minimize the overall imprecision, the sources of variability should be identified and minimized. Reagent Selection Immunoassays are subject to several sources of interference such as cross-reactivity, endogenous interfering substances, buffer matrices, sample components, exposed versus masked epitopes, conformation changes in the antigen of interest, and other factors. Hence, during method development, analysts must identify possible sources of interference both to develop a robust method and to aid future troubleshooting. Cross-reactivity is a major obstacle during immunoassay development. This arises when the specificity of an antigen–antibody reaction is compromised by the cross-reactivity binding of structurally similar molecules with the reaction binder. Some common examples are protein isoforms, degraded analyte entities, molecules of the same class, precursor proteins, metabolites, etc. Cross-reactivity can be minimized by rigorous reagent characterization and selection. Reagents used in ITM applications generally fall into one of two categories: critical reagents and noncritical reagents. Critical reagents are specific and unique to the particular ITM or reagents that are intolerant of very small changes in composition or stability. Examples of critical reagents generally include assay-specific antibodies and reference or method calibration standards. Equivalence in the assay format must be established before replacement with a new lot. Noncritical reagents are those that can vary to some degree in composition without adversely affecting ITM performance. Reagents are often assumed to be noncritical (e.g., buffers, water quality, blocking buffer, or substrate) but later may be identified as critical components if assay ruggedness fails and troubleshooting of ITM reagents begins. ITM-specific reagents, including vendor and catalog number, should be defined in test procedure documents. Antibody selection is critical for development of a successful immunoassay because it defines the assay’s specificity • Vaccine identification • Vaccine identification and sensitivity. Furthermore, during antibody generation, analysts should ensure that the immunization protocols support the end use of the antibodies. For some applications a more specific antibody can be generated by the selection of a small and specific immunogen and affinity purification of the antibody, resulting in highly defined epitope coverage. In other applications it may be critical to ensure broad coverage of the different available epitopes on the molecules of interest, and a polyclonal antibody (pAb) pool may be the best choice. Currently, monoclonal antibodies (mAb) are preferred for some applications for the detection of single analytes because of their high specificity, lot-to-lot consistency, and indefinite supply. Compared to polyclonal antibodies, mAb have a higher initial cost to produce, but for these applications, the advantages generally outweigh the initial cost. Other applications may require more comprehensive epitope selection to ensure that subtle changes in the molecule(s) do not prevent recognition of the entire antigen, and thus a pool of monoclonal antibodies, or a pAb pool, would be the preferred choice. The latter are widely used for detection in a complex mixture of analytes (e.g., host-cell proteins). Similarly, immunoassays may use two distinct epitopes on an antigen—one for capture and the other for detection—which greatly reduces cross-reactivity. Another approach to minimize cross-reactivity is to purify the antigen before immunoanalysis. Variations in incubation temperature and time can affect the reaction kinetics of antibody interactions with similar yet different antigens. Thus this property should be optimized to increase the specificity of antigen–antibody interactions. Development of Immunoassays Development is an important stage in the establishment of a suitable ITM. During development of an ITM, analysts explore various settings of assay parameters and interactions between parameters to identify conditions under which the assay will consistently produce reliable results using minimal reagents, effort, and time. In Quality by Design terminology, the “possible operating space” is the collection of settings of assay parameters explored, and the “design space” refers to the conditions under which the assay performs well. The necessary performance properties of the ITM (precision, accuracy, specificity, etc.) required depend on the intended use(s). During ITM development, analysts should consider the following: • Antigen–antibody ratio; Official from December 1, 2012 Copyright (c) 2012 The United States Pharmacopeial Convention. All rights reserved. Accessed from 128.83.63.20 by nEwp0rt1 on Tue Jun 05 05:21:17 EDT 2012 5676 〈1102〉 Immunological Test Methods / General Information • In sandwich immunoassays, the ratio of capture antibody to detector antibody; • Antigen–antibody reaction kinetics in the sample matrix (antigen–antibody binding generally is not linear); • Selection of the standard (full-length antigen for the standard or just a small portion of the antigen containing the antibody-binding epitope, among other considerations); and • Matrix effects. The use of design of experiments (DOE) is strongly recommended, and different DOE methods may be appropriate in each stage of development. Early in development, screening designs are particularly useful (generally two-level geometric fractional factorial designs). After screening (with a modest number of factors to study), full factorials or response surface designs are often appropriate. As development activities shift to qualification (ideally, if not typically, as the focus shifts to robustness), robust response surface designs often are a good choice. During qualification or validation, analysts may find it practical to simultaneously study robustness to assay operating conditions (using a small geometric fractional factorial) and validation parameters such as precision (via nested or crossed designs for random factors associated with repeatability, intermediate precision, and reproducibility). Experiments that assess dilutional linearity and components of specificity, including matrix effects, usually involve construction of spiked samples. Although spiking often is performed in a dilution matrix, spiking a collection of actual samples or mixing actual samples is an important component of demonstrating robustness of dilutional linearity and components of specificity to the sample and matrix components. Reagent Considerations A procedure for qualifying reagent sources and vendors (including audits), ordering, receiving, and disposing of commercial reagents and consumables should be outlined in a standard operating procedure (SOP). The preparation of internal reagents must be documented in a manner that allows reconstruction. Commercial and internally prepared reagents must be labeled with identity, concentration, lot number, expiration, and storage conditions. The stability and assignment of expiration dates for internally prepared reagents often are based on available literature and scientific experience, but analysts may need to confirm these empirically. An SOP for extending expiration dating of critical reagents is recommended. In addition, analysts should implement a mechanism for reagent tracking and linking lot numbers to analytical run numbers. Unacceptable reagent performance is detected by tracking QC samples. Shifts in QC samples should prompt a review of analytical runs and changes in reagent lot numbers or review of possible deterioration of critical reagents. To avoid such shifts, analysts can cross-validate critical reagent lot changes. The impact of collection and storage containers on analytical performance often is overlooked. When defining the stability and expiration of in-house reagents, analysts should record information about the storage container vendor, catalog, and lot number. The importance of a suitable reference standard and its characterization cannot be overemphasized for ITMs for biological products. Because of their inherent complexity, reference and calibration standards of macromolecular biologics often are less well characterized than are conventional small-molecule drug reference standards. If the calibration standard represents a mixture of different antigens (e.g., host-cell proteins), it should be shown to be representative of the antigen profile in the samples being tested. Consistency in ITM results depends on the availability of a suitable representative reference standard material. Second Supplement to USP 35–NF 30 VALIDATION Analytical validation involves the systematic execution of a defined protocol and prespecified analysis that includes prespecified acceptance criteria. A validation demonstrates that an analytical method is suitable for one or more intended uses [see Validation of Compendial Procedures 〈1225〉, Biological Assay Validation 〈1033〉, and ICH Q2(R1)]. Qualification may involve similar or identical experiments and procedures as validation, but qualification does not require prespecified protocols, analyses, or acceptance criteria. In certain situations (e.g., use of a commercial kit), assay development may not be required before qualification. General information chapter 〈1225〉 discusses which assay performance characteristics must be examined during validation for four primary categories of intended uses. For example, analytical procedures that quantitate major bulk drug substances or active ingredients may not require validation of the detection and quantitation limits but do require validation of accuracy, precision, specificity, linearity, and range. System Suitability or Assay Acceptance Criteria The purpose of system suitability or assay acceptance criteria is to ensure that the complete system—including the instrumentation, software, reagents, and analyst—is qualified to perform the intended action for the intended purpose. All processes should be controlled by well-defined SOPs that ensure consistency, reduce errors, and promote reproducibility of laboratory processes. Training files for all personnel should be contemporaneous and should include some demonstration that analysts are qualified to perform the method and the specific ITM. Instrument and software qualification begins with a definition of the design qualifications, including a risk assessment and gap analysis that identify potential threats to the collection, integrity, and permanent capture of ITM data. Qualification also includes installation qualifications (IQ) and operational qualifications (OQ). Purchased commercial instrument validation packages may require modification to meet the intended use at each facility. Instrumentation and software should be continuously monitored for acceptable functionality by performance qualification (PQ) and software validation test script reviews. Routine instrument maintenance is performed according to the manufacturer’s recommendations, and additional maintenance may be required based on specific needs in the working environment. A complete history of routine and nonroutine instrument maintenance should be archived for each instrument. Software updates should be handled with change control and typically require additional validation. Adherence to 21 CFR 11 should be maintained. To ensure robustness, establish a defined process for implementing new ITMs in the laboratory. Control documents should be in place, including method validation plans containing a priori method acceptance criteria and validation reports for the establishment of a new ITM. Well-written analytical test method documents are needed to ensure reconstruction of analytical results and to minimize laboratory errors. Analytical test methods should include acceptance criteria for critical aspects of the assay, including the performance of the calibration curve, quality controls, agreement between sample replicates, procedures for repeat sample analysis, and identification and treatment of outliers, when applicable. Furthermore, an SOP should be implemented for unexpected event investigation and resolution. Official from December 1, 2012 Copyright (c) 2012 The United States Pharmacopeial Convention. All rights reserved. Accessed from 128.83.63.20 by nEwp0rt1 on Tue Jun 05 05:21:17 EDT 2012 Second Supplement to USP 35–NF 30 General Information / 〈1102〉 Immunological Test Methods 5677 DATA REPORTING Trending may detect shifts in assay performance that may be related to events such as assay reagent lot changes, addition of new analysts, shifts in environmental conditions, and others. SOPs, study protocols, analytical test methods, and decision flow charts are recommended to strictly define the handling, use, editing, rejection, acceptability, and interpretation of calibration data and test sample results for ITMs. It is not uncommon to have several raw data reviews, including peer, QC, and quality assurance review. Analysts must be able to distinguish such analytical issues from true changes in the measured analyte caused by changes or errors in the manufacturing process that have affected the product. Two of the most important outcomes of proper trend monitoring are detecting potential problems before they occur and identifying areas for corrective and/or preventive action. General information chapters Analytical Data—Interpretation and Treatment 〈1010〉 and Biological Assay Validation 〈1033〉, as well as the statistical literature, contain guidance for various trending methods. Several ITM performance characteristics could be considered for monitoring. The most common trending value is evaluation of QC samples. Ideally, one or more QC sample is available for long-term trending in sufficient quantity and with demonstrated stability so that quality aspects can be assayed in every run and across multiple manufacturing lots. As the long-term QC sample is depleted or expires, crossover comparison and establishment of a new long-term QC sample should be completed. Systematic review of QC data across assays assists in troubleshooting failed ITM runs, providing confidence in the evaluation of spurious results, and controlling the introduction of replenished assay components that may not perform exactly like previous reagents. Other ITM performance characteristics that may be monitored include calibration curve response variables, curve fit parameters, assay background, and comparison of in-study QC data with validation data. Units of Measurement Quantitative ITMs generate test sample data with an estimated concentration based on a calibration curve fit to reference (or standard) samples using an appropriate mathematical model. When determining the amount of analyte in a manufacturing process, analysts often express the unit of measure in terms of mass of analyte per volume of solution (concentration) or mass of analyte per mass of product (e.g., parts per million). Depending on the nature of the measured analyte, the degree of measurement standardization, the geographic region, and the history of the method, analysts may express concentration in terms of weight per volume, mole per volume, or weight of analyte per weight of product. In some circumstances, concentration may be converted to an activity unit of measure in which the analyte mass is assumed to be 100% active. In certain circumstances, qualitative analysis using a predetermined cutoff value may be an acceptable alternative to quantitative methods. Immunoassay Data Analysis ITMs employ calibration curves prepared with reference standards of known (nominal) concentrations and are included in every bioanalytical method. This helps control variation associated with repeatability, intermediate precision, and reproducibility and permits the estimation of results for unknown test samples. Common simple statistical analyses assume that the (possibly transformed) data are normally distributed, have constant variance, are independent, and that an appropriate model has been used. For many assays, one or more of these assumptions may be inappropriate. Analysts should assess these assumptions using a substantial body of data (typically tens of assays). When these assumptions are not reasonable, the analysis becomes more complex. Calibration curves generally are characterized by a nonlinear relationship between the mean response and the analyte concentration and typically are plotted in a log-linear manner with the (possibly transformed and/or weighted) response variable (ordinate) plotted against the nominal calibrator concentration (abscissa) in log scale. The resulting curve that encompasses the assay’s validated range is inherently nonlinear and often has a sigmoid shape with horizontal asymptotes at very low and high concentrations of analyte. Competitive ITMs have a negative slope, and noncompetitive ITMs are characterized by a positive slope. The analyte concentration in a test sample is estimated by inverse regression against the calibration curve. The final result often is obtained after multiplication of the estimated concentration in the assay by a dilution factor that is required to yield a response within the ITM’s quantification range. Under the guidance of a qualified biostatistician, analysts can implement outlier tests in controlled documents that permit the exclusion of spurious sample results. A well-defined procedure should be in place regarding how to identify, repeat, and report outliers. Outlier tests and interpretation of results are described in Analytical Data—Interpretation and Treatment 〈1010〉. Test results that fall outside of their predefined specifications or acceptance criteria should be evaluated by an out-of-specification investigation to identify a root cause. Trending A quality system includes monitoring of ITM performance by collection and review of ITM performance characteristics. Tracking Regulatory agencies have strict requirements about maintaining the identity and integrity of both samples and data. A quality process driven by SOPs must be implemented to ensure the correct identity and integrity of test and reserve samples. Ideally, a bar code system should be used to track the collection, identity, location, chain of custody, number of sample freeze/thaw cycles, storage temperature, and length of time that a sample is stored. This information should be captured and should be auditable from the time of collection to disposal (or sample depletion). The ability to track the sample history permits reconstruction of the events leading to generation of a data result. This information is used by regulatory agencies to ensure that the proper procedures were followed and by internal auditors to ensure that pre-analytical sample handling did not compromise study data. In addition, sample tracking allows a mechanism for ensuring that the analyte measurement occurred within the demonstrated window of stability for that analyte. The final result generated from a bioanalytical laboratory is a number that represents an analyte measurement in a test sample. The steps necessary to generate that data and preserve it in a report are numerous and are susceptible to error. Therefore, quality systems must be in place to minimize data errors. Errors may be introduced by test sample misplacement or identification, incorrect data reduction, miscalculations, transcription errors, omissions, and other factors. Ideally, validated software and laboratory information management systems are used when possible to generate, transfer, and archive data. Typically, redundancy checks are built into automated processes by visual data review of at least 10% of the data-transfer processes. In the absence of validated electronic transfer, all data should be reviewed by at least one reviewer. As with sample tracking, data generation, manipulation, and storage should be reconstructible. In addition, all data should be backed up using a Official from December 1, 2012 Copyright (c) 2012 The United States Pharmacopeial Convention. All rights reserved. Accessed from 128.83.63.20 by nEwp0rt1 on Tue Jun 05 05:21:17 EDT 2012 5678 〈1102〉 Immunological Test Methods / General Information format that is stable. Plans should be in place to update archived data so that, as technology changes, archived data can still be retrieved. Regulatory agencies require that raw data be available for various lengths of time after the completion of a study or regulatory filing. Finally, data must be secure from corruption, alteration, or access by unauthorized personnel.■2S (USP35) Add the following: 〈1103〉 IMMUNOLOGICAL TEST METHODS—ENZYME-LINKED IMMUNOSORBENT ASSAY (ELISA) ■ INTRODUCTION Immunological Test Methods (ITM) utilize binding between an antigen (Ag) and antibody (Ab). (See Appendix 1 for a complete list of acronyms used in this chapter.) Enzyme-linked immunosorbent assay (ELISA) is one of the most widely used ITM for characterization, release, and stability testing of biotechnology products to help ensure the quality of biological drug substances and drug products. The term ELISA is used here in a broader sense and includes enzyme immunoassays (EIA), as well as alternative detection methods, e.g., chemiluminescence and fluorescence. This chapter provides analysts with general information about principles, procedures, experimental configurations, assay development, and validation for solid-phase ITM like ELISA and can be used for the other immunoassay variations mentioned above. The chapter also covers reference standard(s) and control(s) used for immunoassays. The information can be adapted to the specific procedures of a monograph. This chapter does not cover immunoassays for the measurement of immune responses to product in animals or humans (e.g, serological or cellular assays), non-immunoassays (e.g, receptor-ligand interactions), or other related approaches. The chapter is part of a group of general information chapters for immunological test methods [Immunological Test Methods—General Considerations 〈1102〉, Immunological Test Methods—Immunoblot Analysis 〈1104〉 (proposed), and Immunological Test Methods—Surface Plasmon Resonance 〈1105〉], and also is related to the general information chapters for bioassays [Design and Development of Biological Assays 〈1032〉, Biological Assay Validation 〈1033〉, and Analysis of Biological Assays 〈1034〉]. Second Supplement to USP 35–NF 30 ing its binding to an immunosorbent surface and its subsequent detection by the use of enzymatic hydrolysis of a reporter substrate, either directly (as with an analyte that has enzymatic properties or is directly labeled with an enzyme) or indirectly (by means of an enzyme-linked antibody that binds to the immunosorbed analyte). Qualitative results provide a simple positive or negative result for a sample. Converting quantitative to qualitative results based on a cutoff value that separates positive and negative results is common practice. Because the performance properties of the assay depend heavily on the cutoff value, the process used to determine the cutoff should be evidence-based and well documented. Quantitative assays determine the quantity of the analyte based on the interpolation of a standard calibration curve with known analyte concentration, run simultaneously in the same assay. This standard should be an appropriate, preferably homologous, reference or calibration material that is representative of the analyte(s) of interest. The power of immunoassays has been demonstrated by the variety of procedures that have evolved, including alternative solid surfaces such as beads of different sorts, various plastics in plates of different configurations, and alternative detection methods, e.g., chemiluminescence and fluorescence. ELISA assays are widely used in the biopharmaceutical industry for various applications such as identity, purity, potency, detection or quantitation of antibody or antigen, and other purposes. Basic Principles The essential steps of an ELISA can be broken down as follows (see Figure 1): 1. Binding of the capture reagent (generally an antibody or antigen), which functions as an immunosorbent for capture of the analyte, to a solid surface; 2. Removal of excess, unbound capture reagent followed by blocking of unoccupied binding sites with a blocking protein such as albumin, gelatin, casein, or other suitable material; 3a. Incubation of the analyte (in the test sample or reference standard) with the capture reagent to bind the analyte onto the solid surface, followed by the washing away of unbound material in the test sample and detection of the analyte. Direct detection occurs when the analyte has enzymatic activity or has been linked to a detector molecule (e.g., enzyme); or 3b. Incubation of the analyte (in the test sample or reference standard) with the capture reagent to bind the analyte onto the solid surface, followed by the washing away of unbound material in the test sample and subsequent detection of the analyte (Figure 1, step 3a). Indirect detection occurs when the analyte is detected by the addition of a secondary enzyme-labeled reagent (Figure 1, step 3b); and 4. Quantification of the analyte by addition of a substrate suitable for the detector used (e.g., TMB, 3,3′,5,5′tetramethylbenzidine), followed by comparison of the test sample to the reference standard. Definition ELISA can be defined as a qualitative or quantitative solidphase immunological method to measure an analyte follow- Official from December 1, 2012 Copyright (c) 2012 The United States Pharmacopeial Convention. All rights reserved.