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VIETNAM SOCIAL SCIENTIFIC INSTITUTE ACADEMY OF SOCIAL SCIENCES Nguyen Minh Nhut RESPONSE TO CLIMATE CHANGE INTO THE COMMUNITY IN CAN GIO DISTRICT, HO CHI MINH CITY Industry: Sociology Code: 9310301 SUMMARY OF THE STUDY ON SOCIAL WILLS HANOI, 2019 The work was completed at: Academy of Social Sciences Scientific instructor: Prof. Dr. Trinh Duy Luan Reviewer 1: Prof. Dr. Dang Canh Khanh Reviewer 2: Assoc.Prof.PhD.Hoang Thi Nga Reviewer 3: Assoc.Prof.PhD. Nguyen Duc Vinh The dissertation will be defended at the Academy-level Dissertation Committee to meet at:.................................................. .................................................................................................... At ......... ........ day ........ month ......... year ......... The thesis can be found at the library: - Graduate Academy of Social Sciences Library - National Library of Vietnam PREAMBLE 1. The urgency of the topic Climate change is making our world change very quickly in a bad way, and is considered one of the biggest challenges for humanity in the 21st century. In Vietnam, in recent years Here, many unusual climate developments have appeared regularly, making people begin to pay attention and respond to new circumstances. Can Gio is the only coastal district of Ho Chi Minh City, most affected by climate change. The thesis "Community-based response to climate change in Can Gio district, Ho Chi Minh city" aims to delve into the topic of research associated with this practice. 2. The purpose and research task of the thesis 2.1 Purpose Learn the awareness and actions of people, local authorities and social organizations in community-based climate change response in Can Gio district today. Thereby proposing policy recommendations to promote community resources and improve the effectiveness of responding to climate change in the locality. 2.2 Research tasks - Overview of documents related to the research topic. - Develop theoretical bases and research methods - Assess the awareness of people, local authorities and social organizations on community-based climate change response. - Analyzing the situation of community-based climate change response of people, local authorities and social organizations. - Proposing policy recommendations for stakeholders to respond to community-based climate change. 3. Subjects and scope of research of the thesis 3.1 Research subjects -2- Awareness and action on community-based climate change adaptation by actors: local people, local authorities and social organizations. 3.2 The object of research Representatives of selected households in Can Gio district; representatives of leaders and managers at relevant departments of the city; representatives of authorities and authorities of Can Gio district; representatives of the City Red Cross and Association facilities in Can Gio district. 3.3 Research scope (content, space, time) Limited research explores some of the cognitive aspects, the reality of community-based climate change response in Can Gio district over the last 5 years. 4. Methodology 4.1 Research questions - What are the awareness of people, local authorities and Can Gio district social organizations on community-based climate change response today? - How do people, local authorities and social organizations participate in community-based climate change response activities in Can Gio district? - What are the factors affecting people's participation in coping with community-based climate change in Can Gio district? 4.2 Research hypothesis - Awareness of community-based climate change response of people, local authorities and social organizations in Can Gio district is still incomplete. - The participation in community-based response to climate change by people, local authorities and social organizations in Can Gio district has many spontaneous and incomplete elements, so it has not taken full advantage. power and strength of the community. -3- - The factors of living standard, occupation, education, residence origin have a certain influence on the participation of people in responding to climate change in Can Gio district. 4.3 Analytical framework NATURAL CHARACTERISTICS, EXPRESSION OF LOCAL CLIMATE CHANGE Standard of living Education Job Origin of residence CLIMATE CHANGE RESPONSE BASED ON THE COMMUNITY People / Community (According to 3 subjects) Local government AWARENESS -Climate Change -Regulations of Climate Change -Communitybased climate change ACT Social organization (Red Cross) - Climate change response - Communitybased climate change response - Efficiency & prospects ECONOMIC - SOCIAL CHARACTERISTICS, POLICY IMPACTS 5. New scientific contributions of the thesis - Analyzing the real situation of awareness of stakeholders (people / communities, local authorities and social organizations) on how to respond to and respond to community-based climate change. - Analyze the actions of actors involved in climate change response activities in the short and long term. - Make recommendations to improve policies and regulations on community-based climate change adaptation. 6. The theoretical and practical significance of the thesis -4- The dissertation analyzes from a sociological perspective on the status of community-based climate change response in the following dimensions: participation, organizational role, operational efficiency and prospects of activities to cope with Climate Change. It helps broaden scientific understanding of the different roles of "community-based" oriented actors. The thesis points out the awareness and reality of participation of entities in community-based climate change response in the study area. Since then there is a comprehensive view of the situation to adjust policies and provide solutions to promote community strength and effective response to climate change in the locality. 7. Structure of the thesis The thesis layout includes: 4 chapters and annexes. The thesis has 196 pages, 20 charts and 13 data tables. -5- Chapter 1 RESEARCH OVERVIEW 1.1 Studies on climate change and climate change response There have been many studies on climate change, and communitybased climate change adaptation. However, there have not been many studies combining the analysis of community-based climate change adaptation in the context of a coastal city, which is heavily influenced by climate change such as cities. Ho Chi Minh. 1.2 Studies on community participation and community-based climate change response Articles in the sociological perspective have made initial contributions to the study of climate change issues in the Mekong Delta. Anthropologists also have something in common in the approach of effective adaptation to climate change such as vulnerability-based, community-based and ecosystem-based approaches. 1.3 Studies on the role of government in community-based climate change solutions There has been the application, though not systematic and complete, a "community-based" approach in specific situations and providing a lot of information for policy making and people's activities. and the community in responding to climate change. 1.4 Studies on the participation of social organizations in community-based climate change adaptation Political-social, social-professional organizations, mass organizations play an important role in ensuring sustainable development of economy, society and environmental protection in each locality. Social organizations are also gradually being recognized by activities committed to coordinating -6- the implementation of climate change response activities. However, there are very few studies related to this dimension. Overall, there are still a few studies that address the issue of community-based climate change adaptation from sociological approaches, and in Ho Chi Minh City. This is the "gap" in policy awareness and application that the thesis will study in depth. Summary of chapter 1 Chapter 2 RATIONALE AND RESEARCH METHOD 2.1 The theoretical basis of the thesis 2.1.1 The concepts used in the thesis Climate, Greenhouse gases, Sea level rise; Climate Change, Responding to Climate Change, Responding with community-based climate change 2.1.2 The theories used in the thesis 2.1.2.1 Social theory of risk and risk management Used to explain how people affect the environment and vice versa, the environment affects human activities. These interactions are socially carried out in different ways and methods in each stage by the subjects. 2.1.2.2 Theory of community development, community participation Used to explain the interaction between subjects in the process of responding to community-based climate change in the past time. 2.1.2.3 Theory of rational choice It is used to interpret both dimensions of awareness and action of 3 subjects in a deliberate way, to select and use resources to achieve maximum results with minimal cost. -7- 2.2 Research methods Research is done by combining both qualitative and quantitative methods. 2.2.1 Method of document analysis Collect documents related to the thesis topic such as reports, results of implementing projects, research projects, dissertations, dissertations, articles in specialized research journals, documents of policies, laws, etc. Documents are analyzed according to different approaches, especially focusing on community-based approaches. 2.2.2 Method of investigation by questionnaire The study was interviewed by questionnaire 614 household representatives, randomly selected at all 6 communes and 1 town of Can Gio district. 2.2.3 In-depth interview method Conducting 18 in-depth interviews with local government representatives, armed forces, socio-political organizations and local people. 2.2.4 Focus group discussion method Organize 3 group discussions in 2 specific research areas such as islands, peninsulas (coastal areas) of Can Gio district. 2.3 Practical basis 2.3.1 Legal grounds 2.3.2 Characteristics of the study area Summary of chapter 2 Chapter 3 -8- AWARENESS OF CLIMATE RESPONSE TO THE COMMUNITY IN CAN GIO DISTRICT, TP. HO CHI MINH 3.1 Expressions of climate change and customs and practices of Can Gio people In Can Gio, climate change is manifested as: high surface temperature, unusual rain and storms, extreme weather events and rising sea levels, causing many areas to be inundated or saline intrusion. going deep into the field...These manifestations are becoming more and more clear and progressing in a negative direction. People in Can Gio have a habit of traveling by water, having a psychology, a habit of "living with floods", living in harmony with nature, creating a subjective psychology with little concern and limiting the level. understanding of the people. Due to difficulties in living conditions and livelihoods, plus small-scale psychology, people often value material property values rather than values of human protection. 3.2 People's perceptions of climate change 3.2.1 Awareness of the manifestations and severity of climate change People affirmed that the "erratic" weather is becoming clear and unpredictable and there are two phenomena: "More storms", "Seasonal sun rain" are manifestations of climate change are largely people know. According to people's awareness, natural disasters and abnormal weather have directly or indirectly impacted on livelihoods, environmental pollution and poverty of people in many different fields and industries, creating anxiety. and consider this a serious issue that local authorities, communities, and residents are very interested in. 3.2.2 Sources of information on climate change that people access Only a part of the population cared and received information from the mass media and partly from the local government. Information sharing in -9- the community is quite sporadic and passive. Since then, people's actions are still spontaneous, single and have not created the strength of the community. 3.2.3 Awareness of the impacts of climate change on households People's opinions show that the impacts of climate change on households tend to increase and affect livelihoods, increasing the burden on low-income households. This trend has increased significantly compared to other influences and this is a serious problem that people feel through reality. Local authorities also found that production activities of the people have been directly and severely damaged by climate change. 3.3 People's awareness of community participation in climate change response 3.3.1 Awareness of the need for community participation in climate change response People / communities are affected and directly affected by natural disasters / climate change so they understand the challenges of climate change in Can Gio. And they also identified the most appropriate climate change adaptation solutions and initiatives for them, which are more sustainable solutions than external solutions. 3.3.2 Awareness of people's willingness to participate in responding to climate change 3.3.2.1 The willingness of people to respond to climate change Each household has a sense of self-awareness in its own response, and participates in community activities. Besides, there is still a passive part of the population who is not ready to react negatively, does not cooperate with the community and the government about participation by actions that create cohesion in the community. Copper has not been widely disseminated. - 10 - 3.3.2.2 Expectations of people involved in responding to climate change Despite concerns about livelihood impacts, people / communities still lack initiative, relying on government rather than relying on their own communities. The issue of using community resources to develop and create a more coherent and more dynamic cohesion is embarrassing for the authorities at all levels and localities. 3.3.3 Recognize the advantages and disadvantages when people participate in responding to climate change in the locality In the face of the challenges of living, limited education, along with less positive awareness, will lead to ineffective attitudes and behaviors for the community. When people's awareness is clear and the sense of responsibility to the social community is recognized, even though it is difficult, it becomes convenient. 3.4 Awareness of local authorities on community-based climate change adaptation 3.4.1 Awareness of the need to respond to community-based climate change Many ways of responding to climate change by local governments are not appropriate for the community, so there is no consensus and limited participation of the people. Local authorities are aware of the role of people in responding to natural disasters / climate change, because no one understands the issues that communities are facing with their own community members. 3.4.2 Awareness of local community-based climate change adaptation measures 3.4.2.1 Level of awareness In general, local authorities are not fully aware of the ways, techniques to cope with natural disasters / climate change and socially, especially the - 11 - "community-based" factor, their understanding. In practice, there are still many "gaps". 3.4.2.2 Lack of initiative in response to community-based climate change Local authorities mainly focus on the tasks according to the functions and tasks assigned. The parts that go into the "community-based" nature have not been adequately acknowledged. The approach of "response to community-based climate change" has been integrated into the city's policies. But the specialized agencies of the government have not been widely and officially deployed to the grassroots level, so the awareness of each cadre has not been uniform and understandable. 3.4.2.3 Difficulties and advantages in coping with community-based climate change The biggest difficulty is the issue of ensuring livelihoods. There is still a part of local government with subjective psychology and the "evacuation and relocation of local people" is not the optimal solution. Community-based, community-based local governments in responding to climate change are in line with the "on-the-spot" motto that the government is implementing. In particular, the task of "improving community responsibility and capacity for local officials" are two objectives associated with the task of building "local forces" and "on-site command" from the local. 3.5 Awareness of social organizations in community-based climate change response activities Social organization with representatives of the Red Cross has a better awareness of participation in community support than other units. On the other hand, socio-political organizations and social organizations still play a key and indispensable role in responding to natural disasters / climate - 12 - change in the locality compared to other organizations in the corner. look of people. Summary of chapter 3 - 13 - Chapter 4 CURRENT SITUATION OF CLIMATE RESPONSE TO THE COMMUNITY IN CAN GIO DISTRICT, TP. HO CHI MINH 4.1 Involvement of people and communities in climate change response 4.1.1 Forms of participation of people and communities in responding to climate change in general The role of communities, hamlets / hamlets in activities to cope with climate change is quite passive and fuzzy, while "households and individuals manage" is still the main mode of operation. responding to climate change today. Family institutions, the state and the authorities are still the most important and important forces in responding to climate change in the present and in the future. This implies an important policy implication in building and promoting the community to respond to climate change. The reason people do not participate in coordinated activities, linking communities and families in responding to climate change is largely because people are incapable of participating, or inappropriate, while others The reason for the organization and the content of the program are not obstacles to their participation. The results of this analysis show that it is necessary to change the approach, develop plans to reflect people's needs, close to their capabilities and conditions. At that time, people will play a more meaningful and effective participation role in community mobilization activities of the government. 4.1.2 Community-based climate change response activities in the survey area 4.1.2.1 According to active groups - 14 - Among the three ways to organize and prepare for climate change such as: individual households, linking local neighbors (community), local authorities organize and mobilize people; and two forms: self-managed families, and the local government as the core organization to guide people and communities - the main ways of organizing, playing the most important role in last time and in the near future. 4.1.2.2 According to specific activities in the preparation and response phase Within households, the main response measures are the protection of people and physical assets of each household. Meanwhile, the measures are sustainable, long-term, active such as livelihood conversion, production structure is less interested by people. 4.2. The role of local government organization and participation in coping with community-based climate change 4.2.1 How local authorities organize and mobilize people to prepare and respond to climate change 4.2.1.1 For activities to prepare for climate change Authorities need to study and review comprehensively, to offer more sustainable and practical solutions to the regional development strategy, and to plan and refine the entire residential area. living to ensure the impact of natural disasters / climate change. For key areas, it is necessary to clearly identify solutions to ensure a safe and sustainable life for the people. 4.2.1.2 For climate change response activities Local authorities should have a change in the way and roadmap for implementing disaster response tasks such as: encouraging, promoting the role of the community, building a strong force from the community and taking "plus VND ”serves as a central goal to adjust and change appropriate policies, while local authorities only play a role of supporting, - 15 - coordinating, and directing, not directly involved in the general administration of the community. but let the community do all of that coping. 4.2.2 Local government involvement in responding to communitybased climate change Active policies with strong messages and rigid implementation from the grassroots government have inadvertently created a "policy dependence", in other words psychological "look forward to again ”from the people. The recent policy-making and implementation process has shifted to the thinking "the state and the people work together". However, subsidized thinking "to worry about the state" still has a profound influence and creates a psychological dependence and passivity of the people. 4.3 Participation of social organizations (represented by the Red Cross) in responding to community-based climate change in Can Gio district 4.3.1 Red Cross activities in responding to climate change 4.3.1.1 Activities to prepare for coping before natural disasters / climate change Activities of the Red Cross are humanitarian activities carried out by the Association, in collaboration with organizations and individuals. The survey results show that the activities of the Red Cross have been implemented relatively effectively, especially in the area of responding to climate change. In the 5 activities of preparing / preventing climate change, the activity "Training knowledge and first aid skills for people" is a typical activity of the Red Cross, in order to equip more soft skills. help people become more confident when participating in disaster response / climate change activities. 4.3.1.2 Emergency response to natural disasters / climate change - 16 - In the response to climate change, the participation of Red Cross is highly appreciated by the people in the core role in humanitarian activities, such as relief, rescue-rescue, health care. , ... However, the image building and affirming the role of the Red Cross for community-based activities have not been well implemented. These activities are also movement, not yet widely disseminated. On the other hand, members of the Red Cross members and volunteers at the grassroots level also play many roles in the Associations, and various unions are also limited. 4.3.1.3 Remedies after natural disasters / climate change Remedial activities will help people stabilize their material and spiritual life after the disaster, but the support rate is still low. The corrective actions are widely deployed, which is seen as a test of local social awareness of local Red Cross-based community activities. 4.3.2 Red Cross community relations in response to climate change 4.3.2.1 Activities of members, Red Cross volunteers Red Cross members and volunteers are local people who have a certain understanding of socio-economic characteristics and are empowered in coping skills, have a close relationship with the community and plays an increasingly important role when implementing climate change response tasks in the areas of: emergency relief, humanitarian assistance and health care, ... 4.3.2.2 Activities to attract community participation Most of the Red Cross's climate change response activities are based on the community's resources, so they are popular, most of them attract people to participate. However, there are activities that require a high level of professionalism and there are also types of jobs that can be learned, exchanged with each other and applied immediately into practice, bringing practical and useful effects. for community and society. - 17 - 4.4 Performance and prospects for implementing communitybased climate change adaptation in the coming time 4.4.1 The effectiveness of community-based climate change response organizations This helps confirm the usefulness of common local responses, but also shows that people are not having much choice and they still want more diverse solutions. The effectiveness of these forms is also recorded through in-depth interview data. People 's comments on measures to cope with climate change are being implemented to make positive judgments showing the timeliness, speed and efficiency. 4.4.2 The intention to participate in responding to climate change of the community in the coming time Construction and development of the community has great potential and potential. People are willing to participate in responding to climate change by building and developing communities in the future. This is an important scientific and practical basis for building a strategic and sustainable direction to adapt to the climate change situation in Can Gio in particular and the country in general. Summary of chapter 4 CONCLUSION AND RECOMMENDATIONS 1. Conclusion The theme of community-based climate change adaptation is linked to the three most important actors involved in this process. This section will summarize the findings related to the roles and activities of each subject in response to community-based climate change in the study area. - For the subject "people" (including groups of people / households to the whole community) - 18 - The issue of climate change has existed and has a direct or indirect impact on livelihoods and the environment. But the participation of people in training activities and communication on climate change in the locality has not been sufficient. People have access to information on climate change too little, a part that knows about climate change from the mass media and local authorities. Information sharing in the community is quite sporadic and passive. Since then, people's actions are still spontaneous, single and have not created the strength of the community. Households have a sense of self-response to their families, and are more or less involved in community activities. Besides, there are still a part of the population who do not cooperate with the community and the authorities because the community activities are not popular. Within the household, the main response measures are to protect the people and property of the family. Meanwhile, the measures of sustainability and long-term such as livelihood conversion, production structure are very little concerned by people. Community-based response to climate change has many dimensions, from organizational options (individual or community, coordinated), objectives to be protected (physical assets, people, lips) school), participation, or contribution (effort, financial or ideas), ... These activities are affected by the individual characteristics of the household representative such as living standards, occupation, education, the origin of residents / representatives of the household. This is the basis for local authorities, communities and social organizations to develop plans, plans and policies to respond to climate change in accordance with the characteristics of residents in the area in the future. People and communities lack initiative, psychological "depend on" the government. The issue of using community resources to create a more
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