FLOOD FORECASTING AND AWARENESS PROGRAM FOR THE THUA
THIEN HUE PROVINCE, VIETNAM
by
Hoang Thanh Tung
A thesis submitted in partial fulfillment of the requirements for the Degree of Master of
Engineering
Examination Committee:
Prof. Ashim Das Gupta (Chairman)
Dr. Mukand Singh Babel (Co-Chairman)
Dr. Dushmanta Dutta
Nationality:
Vietnam
Previous Degree:
Bachelor of Water Resources Engineering
Hanoi Water Resources University,
Vietnam
Scholarship Donor:
MARD/DANIDA Vietnam Scholarships
Asian Institute of Technology
School of Civil Engineering
Bangkok, Thailand
July 2004
Acknowledgements
I wish to express my deepest gratitude and sincere appreciation to my advisor Professor
Ashim Das Gupta and to my co-advisor Dr. Mukand Singh Babel for their patient
guidance, valuable advices and continuous encouragements throughout the study.
I also express my profound gratitude to committee member, Dr. Dushmanta Dutta for his
valuable suggestions, recommendations and encouragements.
I wish to acknowledge the various supports from the Standing Office of the Provincial
Committee for Flood and Storm Control of Thua Thien Hue, Provincial Hydrometeorological Services of Thua Thien Hue, the Research Institute of Hydro-meteorology,
the UNDP project office VIE/97/002 – Support to the Disaster Management System in
Vietnam during my data collection.
I am grateful to the Hanoi Water Resources University/DANIDA Vietnam for providing
financial support throughout the study period.
I wish to extend my deepest sense of gratitude to beloved parents, wife and daughters for
their endless love and inspirations.
Finally, appreciation is extended to everyone whose name is not mentioned but directly or
indirectly helped me to complete this study.
i
Table of Contents
Chapter Title
I
II
III
IV
Page
Introduction
1
1.1 General Introduction
1
1.2 Description of the Study Area
1
1.3 Description of the Huong River
1
1.4 Problems and Need of Study
2
1.5 Objectives of Study
3
1.6 Scope and limitation of Study
3
Literature Review
6
2.1 Flood Forecasting
6
2.2 Geographical Information Systems in Hydrology and Water Resources
9
2.3 Flood inundation maps
10
2.4 Integration of GIS, Remote Sensing and Hydrological/Hydraulic Models for
Flood Warning
11
Theoritical Consideration
13
3.1 Flood Forecasting
3.1.1 Back Propagation Neural Network (BPNN)
3.1.1 Multi-variable Regression Analysis
13
13
16
3.2 Flood inundation mapping
3.2.1. Rainfall - Runoff Model HEC-HMS
3.2.2. VRSAP Models
17
17
18
3.3 GIS model
22
Data Collection and Methodology
23
4.1 Data collection
4.1.1 Hydrometeorological data
4.1.2 Bathymetric data
4.1.3 GIS and Remote Sensing data
23
23
26
26
4.2 Methodology
4.2.1 Development of a suitable flood forecasting method for downstream areas
4.2.2 Development of Flood inundation mapping
4.2.3 Recommendation of a program for improvement of public awareness
for flood preparedness and mitigation
27
27
29
ii
33
Chapter Title
V
Page
Results and Discussions
34
5.1 Data analysis
5.1.1 Rainfall data
5.1.2 Runoff data
34
34
35
5.2 Flood forecasting model for downstream area
5.2.1 Approach for flood forecasting:
5.2.2 Selection of suitable forecasting time
5.2.3 Selection of the best model for flood forecasting at Kim Long
37
37
37
38
5.3 Flood inundation mapping
5.3.1 Selection of flood warning scenarios
5.3.2 VRSAP model setup, calibration and verification
5.3.3 Development of flood inundation maps
44
44
46
50
5.4 Recommended program for improvement of public awareness for flood
preparedness and mitigation
5.4.1 Institutional framework for disaster mitigation in Vietnam and knowledge
of local people in the Thua Thien Hue Province for disaster preparedness
5.4.2 Recommended program for improvement of public awareness for flood
preparedness and mitigation.
VI
Conclusions and Recommendations
60
60
63
71
6.1 Summary
71
6.2 Conclusions
71
6.3 Recommendations
6.3.1 Recommendation for implementation
6.3.2 Recommendation for future research
72
72
72
Apendixes
73
Apendix 1
74
I. Report on the current status of gauging stations network in the Huong River
System Basin of Thua Thien Hue Province
75
II. Cross section data and schematization of the Huong River System for VRSAP
model
76
Apendix 2
I. Statistical Tools
II. Results from the calculation of 6 hours ahead - flood forecasting for
downstream areas of the Huong River system at Kim Long by Multi-variable
Regression method
III. Results from the calculation of 6 hours ahead-flood forecasting for
downstream areas of the Huong River system at Kim Long by BPNN method
80
81
Apendix 3
I. Calibration and verification results of the HEC-HMS model for Duong Hoa,
97
iii
86
90
Chapter Title
Page
Binh Dien, and Co Bi basins to calculate un-observed inflow at upstream
boundary and lateral inflows
II. Recommended specifications for upgrading of the gauging station network
in the Huong River system basin
References
94
98
104
iv
List of Figures
Figure
Title
Page
1.1
Administration map of the Thua Thien Hue Province
4
1.2
Causes of disasters in the Thua Thien Hue Province
5
1.3
Flood warning for the Thua Thien Hue Province
5
3.1
A typical three layer feed forward artificial neural network
13
3.2
An artificial neural network building block with activation function
13
3.3
Logistic activation function
14
3.4
Flowchart of the back propagation algorithm
16
4.1
Gauging network in the Thua Thien Hue Province
24
4.2
Cross section locations on the Huong River system in Thua Thien Hue
Province
25
4.3
Flowchart of overall methodology of this study
28
4.4
Flowchart of methodology for development of suitable flood forecasting
method for downstream areas
28
4.5
Flowchart of methodology for development of flood inundation maps
29
4.6
Flowchart of methodology of flood phase maps
30
4.7
Flowchart of methodology of flood effected crop
30
4.8
Flowchart of methodology of flood affected roads
31
4.9
Flowchart of methodology of flood affected population and villages
31
4.10
Flowchart of methodology of flood effected land types
32
4.11
Flowchart of methodology for recommendation of a program for
improvement of public awareness for flood preparedness
33
5.1
Observed and calculated water levels by MVR model
42
5.2
Observed and calculated water levels by BPNN model
43
5.3
Hydrograph of the 1999 Flood on the Huong River at Kim Long
45
5.4
Calculated and observed water levels at Kim Long on the Huong River of
the historical flood in November 1999
48
5.5
Calculated and observed water levels at Phu Oc on the Bo River of the
historical flood in November 1999
48
5.6
Calculated and observed water levels at Kim Long on the Huong River of
the severe flood in October 1983
49
v
Figure
Title
Page
5.7
Calculated and observed water levels at Phu Oc on the Bo River of the
severe flood in October 1983
49
5.8
Flood inundation map at alarm level I on the Huong River system
53
5.9
Flood inundation map at alarm level II on the Huong River system
54
5.10
Flood inundation map at alarm level III on the Huong River system
55
5.11
Flood inundation map at alarm level III+ on the Huong River system
56
5.12
Flooded roads in Hue City at alarm level III on the Huong River system
58
5.13
Land used risk map at alarm level III at different scenarios of Hue City
59
5.14
Flow chat of Institutional Frame Work for Disaster Mitigation in Vietnam
61
5.15
Flow chat of Disaster Warning in Vietnam
62
5.16
Sample of training materials on disaster mitigation at CCFSC
64
5.17
Sample of flood hazard map
65
5.18
Sample of flood preparedness and mitigation poster which is available at
CCFSC and VRC
66
5.19
Sample of training materials for school children which are available at
CCFSC, UNDP, and VRC
69
5.20
Sample of training materials for school children which are available at
CCFSC, UNDP, and VRC
69
vi
List of Tables
Table
1.1
4.1
4.2
4.3
5.1
5.2
5.3
5.4
5.5
5.6
5.7
5.8
5.9
5.10
5.11
5.12
5.13
5.14
5.15
5.16
Title
Page
The form characteristic of the Huong River basin
Hydro-meteorological data
GIS data
Remote sensing data
Statistical data of some rains caused by Northeast winds in the Thua Thien
Hue Province
Statistical data of some rains caused by tropical low pressures and storms in
the Thua Thien Hue Province
Possible occurrence of yearly peak discharge in months (1977 – 1999)
Flood transmission time from Thuong Nhat to Kim Long
Correlation matrix of independencies
Summary of the linear –models
Verification results of 3 models
Verification results of 4 models
Official flood alarm levels used in Vietnam
Selected flood inundation scenarios in the Thua Thien Hue Province
Selected flood inundation scenarios in the Thua Thien Hue Province
Calculation results of flood inundation area in flood scenario
Summary of inundation status during the historical flood (Nov. 1999)
Estimated costs for Training of officials in charge of disaster preparedness
and mitigation at provincial, district, and commune levels
Estimated costs for events or grass-root training on flood awareness and
mitigation for local people (commune level)
Estimated cost for training of school children in primary schools
vii
2
23
26
26
34
34
35
36
39
39
41
43
45
46
51
57
63
67
68
70
CHAPTER 1
INTRODUCTION
1.1 General Introduction
Natural disasters and floods are natural events occurring annually in central Vietnam. It is
not economically viable to protect against all the effects of the maximum possible flood
for any given river basin. Further, physical works to contain or reduce floods may result
in adverse consequences elsewhere. A realistic balance must be obtained between
protecting life, property, and infrastructure from floods of a selected probability; and
making adequate provision for evacuation and other emergency measures to cope with the
effects of floods of greater magnitude. The recommended approach should be a
combination of non-structural and structural flood control and flood damage protection.
In the Central Part of Vietnam, due to the fact that the information available to provincial
and local authorities and the community on likely flood levels and their expected time of
occurrence was totally inadequate. Flood forecasting and warning systems urgently need
to be upgraded and an improved public awareness and information program for protection
of the population against natural disasters, including storms and floods, needs to be
developed and implemented immediately.
This study will focus on the enhancement of flood forecasting and awareness program for
people in the flood prone area of Thua Thien Hue – one of the most flood affected
provinces in central part of Vietnam.
1.2 Description of the Study Area
Thua Thien Hue Province is Located at the latitudes 16°14' - 16°15' North, longitudes
107°02' - 108°11' East, is 127 km long and 60 km wide on average, with mountains
accounting for up to 70% of the natural land. Geographically, Thua Thien Hue borders
Quang Tri Province to the North, Da Nang City to the South, with Laos P.D.R., separated
by the Truong Son range, to the West, and over 120 km of seacoast to the East. Thua
Thien Hue Province covers a natural area of 5,009 sq.km, and has a population of
1,050,000 in 1999 (The administrative map of the Thua Thien Hue Province is in Figure
1.1).
Thua Thien Hue lies in the tropical monsoon zone influenced by the convergent climate of
the subtropical North and the tropical South. There are two distinct seasons: the rainy
season, with storms and hurricanes, lasts from September to December; and the dry
season, with little rain, lasts from January to August. Floods and Storms are the main
disasters in the Thua Thien Hue Province (causes of disaster in the Thua Thien Hue
Province is briefly described in Figure 1.2)
1.3 Description of the Huong River
The Huong River is the greatest river of the Thua Thien Hue Province and located from
16o00’ to 16o45’ of the north latitude and from 107o00’ to 108o15’ of the east longitude, its
west is the Truong Son mountains, its north is Bach Ma mountains, its south is contiguous
to the Da Nang city and its east is Eastern sea.
1
The Huong River has a basin area of 2,830 km2 that representing 56% of total area of
Thua Thien Hue province and playing an important role on water resource as well as the
inundation status of the province. Over than 80% of this basin area is hills and mountains
with their heights from 200 to 1,708 m. A 5% of the basin area is the coastal dunes with
altitude from 4 – 5 m to 20 – 30 m; the remainder area is 3,700 ha which can be
cultivatable.
Main flow of the Huong River originates from a high mountain area of the Bach Ma range
where is from 900 to 1,200 m of altitude. From its origin to the Tuan cross river, the main
flow is called as the Ta Trach and from the Tuan cross river, it is called as the Huong
River (or the Perfume River), the river that expresses many bold romantic feature on life,
culture and natural landscape of the Hue ancient capital. The form characteristic of the
Huong River system and its great branches is shown in the table below:
Table 1.1 The form characteristic of the Huong River basin
Name of
river or
branches
River
class
Huong
Main
Hai Nhut
I
ravine
CaRum
I
BaRan
Co Moc
I
ravine
Huu Trach
I
Bo
I
Dai Giang Tributary
Length Basin
Ave.
(km)
area height of
(km2)
basin
(m)
River
bed
incline
(%)
Ave.
width of
basin
(km)
44.6
104
15
2830
75.3
330
4.8
10.6
29
219.3
458
62.3
18
88.3
51
94
27
729
938
River
Curve
network coefficient
density
(km/km2)
0.6
1.65
11.3
0.58
1.45
1.30
326
384
3.7
9.5
14.6
12.7
0.64
0.64
1.51
1.85
The Huong River water converges in the Tam Giang - Cau Hai lagoon that its length is of
67 km, average width is of 2.2km and its depth changes from 1. 5m, and then goes to the
sea through mainly the Thuan An and Tu Hien estuaries.
1.4 Problems and Need of Study
The floods in November and in December 1999 in the central part of Vietnam clearly
underlined the vulnerability of this part of the country to natural disasters. While floods
occur every year, those in 1999 were of a particularly severe nature and the extent of
injury and damage was extremely widespread. The government at central and local levels
took immediate action during and after the floods to assist the local communities to cope
with the crisis and to help restore food supplies, essential services, and essential
infrastructure. Further more, An Integrated Natural Disaster Mitigation Policy for
Central Vietnam has been prepared which involves both structural and non-structural
measures. However, the non-structural measures are more concentrated and preferable
because of the current condition of fund limitation in Vietnam. In these non-structure
measures, improvement of flood forecasting and enhancement of public awareness on
disaster preparedness and mitigation are those of highest priority. Therefore, this study is
2
not only useful for the author but also useful for the implementation of the Early Flood
Warning Systems for Central Provinces of Vietnam.
1.5 Objectives of Study
The overall objective of this study is to develop a flood forecasting and awareness
program for the Thua Thien Hue Province, Vietnam.
To obtain this objective, some sub-objectives that need to be achieved are as follows:
•
To develop a flood forecasting model for downstream areas.
•
To develop flood inundation mapping for the Thua Thien Hue Province that
including a series of inundation maps corresponding to several flood water level
scenarios at downstream.
•
To develop a program for improvement of public awareness for flood preparedness
and mitigation.
Figure 1.3 shows the relationship between components of the proposed flood forecasting
and public awareness program for the Thua Thien Hue Province
1.6 Scope and limitation of Study
The scope of this study is limited to the Huong River system basin of the Thua Thien Hue
Province and includes:
•
To collect and analyze data and information on hydrology, topology, socioeconomic and current gauging network in the Huong River system of the Thua
Thien Hue Province.
•
To select suitable forecasting model and then calibrate and verify the selected
model for downstream areas of the Huong River system.
•
To calibrate and verify the developed VRSAP (a hydrodynamic model) and the
HEC-HMS models for the Huong River system.
•
To develop flood inundation maps for the Thua Thien Hue Province that including
a series of scenarios based on GIS analysis and simulation results of the above
model.
•
To develop a program for improvement of public awareness on flood preparedness
and mitigation for the Thua Thien Hue Province.
3
Figure 1.1 Administration map of the Thua Thien Hue Province
4
Figure 1.2 Causes of disasters in the Thua Thien Hue Province
(Source: Strategy and Action Plan for Mitigating Water Disaster in Vietnam, UNDP Vietnam)
Flood inundation maps
Hydrological/Hydraulic
models
GIS and Satellite
Images
flooding area
flood depths
H, Q
Base Station
Provincial Flood Warning Office
Flood forecasting
H, Q
Neural Network/or simple
flood forecasting program
Fast Estimation of
effected population effected road,
land use,..
Safe access place during flood time
Flood
warning
SCADA control/monitoring
software
Public Awareness
Training
Remote gauging stations
Flood forecasting
Local people
1
Figure 1.3 Flood warning for the Thua Thien Hue Province
5
GIS analysis
GIS analysis
CHAPTER 2
LITERATURE REVIEW
Flood forecasting and warning including the integration of GIS and hydrologic models has
been described and studied by many researchers, so quite a large number of literatures
available in AIT and also those accessed through Internet have been reviewed. This
chapter summaries the review of related literatures in structured way shown below:
Literature Review
Flood
forecasting
GIS in
hydrology
and water
resources
Flood
inundation
mapping
Integration of GIS, Remote Sensing and
Hydrological/Hydraulic Models for Flood Warning
2.1 Flood Forecasting
Flood forecasting methods range from the very simple to complex methods. However,
there are currently two main approaches employed in flood forecasting.
•
The first is a mathematical modeling approach. It is based on modeling the
physical dynamics between the principal interacting components of the
hydrological system. In general, a rainfall-runoff model is used to transform point
values of rainfall, evaporation and flow data into hydrograph predictions by
considering the spatial variation of storage capacity. A channel flow routing model
is then used to calculate water movement down river channels using kinematics
wave theory. Example of this approach is Mike 11 – FF (this model includes 3
modules: NAM model for simulation of rainfall – runoff process in sub-basins,
Hydrodynamic River Module (HD) for the simulation of discharge and water
levels along rivers and flood plains, and Flood Forecasting Module (FF) enabling
easy management of real time data as well as issuing of forecasts.
•
The second main approach to flood forecasting is modeling the statistical
relationship between the hydrologic inputs and outputs without explicitly
considering the physical process relationships that exits between them. Examples
of stochastic models used in hydrology are the autoregressive moving average
6
model (ARMA) of Box & Jenkins (1976) and Markov model (Montgomery,1976).
ARMA models work on the assumption that an observation at a given time is
predictable from its immediate past, i e., a weighted sum of a series of previous
observation. Markov methods also rely on past observation but the forecasts
consist of the probabilities that the predicted flow will be within specified flow
intervals, where the probabilities are conditioned on the present state of the river.
Artificial neural networks offer a significant departure from the conventional approach to
problem solving and have been applied successfully to a variety of application areas
including pattern recognition, classification, optimization problems and dynamic
modeling. Although neural networks were historically inspired by the biological
functioning of the human brain, in practice the connection is more loosely based on a
broad set of characteristics which they both share, such as the ability to learn and
generalize, distributed processing and robustness (Tawatchai, 2003).
The basic function of a neural network, which consists of a number of simple processing
nodes or neurons, is to map information from an input vector space onto an output vectors
space. These neurons are distributed in layers which can be interconnected in a variety of
architectural configurations. Information is delivered to each neuron via the weighted
connections between them. Information processing within each neuron normally
comprises two stages. In the first stage, all incoming information is converted into
activation, where the most common activation function is simply the sum or the weighted
inputs. In the second stage, a transfer functions, such as the sigmoid, converts the
activation into an output value.
A neural network learns to solve a problem by modifying the values of the weighted
connections through either supervised or unsupervised training. In supervised training,
neural networks are provided with a training set consisting a number of input patterns
together with the expected output, and adjustments to the weights are based on the
differences between observed and expected output values. These adjustments are
calculated using a gradient descent algorithm (optionally modified for higher performance
with refinements such as a momentum or second derivative term). Currently, the most
widely applied network is the multilayer perception using a supervised training algorithm,
known as back-propagation. Once trained, the network is validated with a testing dataset
to assess how well it can generalize to unseen data. In unsupervised training, the artificial
neural network attempts to identify relationships inherent in the data without knowledge of
the outputs and is often used in classification problems. To date, there have only been a
handful of neural network applications that address the hydrological forecasting problem.
Research has shown that neural networks have great potential as substitutes for rainfallrunoff models (Abrahart and Kneale, 1997). Zhizun (1997) has demonstrated the success
of neural networks, trained with a genetic algorithm water level prediction.
Tawatchai (1998) used Back propagation feed forward neural network model for
forecasting daily river discharge of the Upper Nan River at Tha Wang Pha Gauging
Station in Thailand. The Upper Nan River Basin has the drainage area of 2,200 km2 at
Tha Wang Pha gauging station, four rainfall gauging stations, one pan evaporation station
and one stream gauging station. In this basin rainfall varies significantly over the basin
area and with time; discharge at Tha Wang Pha station also varies significantly. This
model was calibrated with the flood in 1993 and verified with flood in 1994. The results
were very satisfactory both in calibration and verification. This showed that the back
propagation feed forward neural network model is well suitable with this study. However,
the NN in flood forecast is limited to floods of magnitude equal or smaller than that
7
considered in training; large error may occur if NN model is applied to forecast of much
larger magnitude.
Tawatchai (1999) used Back propagation feed forward neural network model (BPNN) and
Auto Regressive and Moving Average model (ARMA) for forecasting hourly discharges
and water levels of the Chao Phraya River at Bangkok Memorial Bridge. The area in this
study is the Lower Chao Phraya River Basin, from Amphoe Bang Sai (km 112) to Fort
Chula (Km1) at the mouth of the river including Bangkok Metropolis area. This part of
the Chao Phraya River is considerably affected by the tide. There are many canals
associated with the river along its length, some take water from and return it to the main
stream creating a complicated network. The BPNN model was calibrated and verified by
using the hourly measured water levels and discharges at Bangkok Memorial Bridge.
Stochastic modeling of error time series known as ARMA model was used to improve the
performance of BPNN model by adaptive error correction technique. The results were
very satisfactory.
Bartual (2002) had developed a short term river flash flood forecasting by using the
artificial neural networks (ANN) model for the upper Serpis River basin (460 km2), with
the outlet in Beniarres reservoir (29hm3). The system is monitored by 6 rain gauges,
providing 5 min rainfall intensities, while reservoir inflows are derived from depth
measurements in the reservoir every half hour and real time data from controlled
discharges in the spillway. In order to produce 1, 2, 3 hours forecasts, the model make use
of the distributed rainfall information, together with observed discharges in the preceding
hours. Several ANN topologies have been tested and compared, including linear and non
linear schemes, being in all cases three layer feed-forward networks. Best results are
obtained with different architectures for each forecasting horizon, basically due to the
decreasing dependence of future inflows with respect to preceding values of the series as
the time horizon is increased, while rainfall information increases its importance as a
predictor. The ANN architectures finally proposed are achieved through pruning
algorithms. Training is performed using the quasi-Newton approach.
Abrahart and See (1999) in their research outlined some neural network data fusion
strategies for continuous river level forecasting where data fusion is the amalgamation of
information from multiple sensors and/or different data sources. The objective of data
fusion is to provide a better solution than could otherwise be achieved from the use of
single source data. The simplest data-in-data-out fusion architecture involves the
combination of input data from multiple sources. Continuous river level forecasts derived
from a set of conventional, fuzzy logic, and neural network models, are amalgamated via a
feed-forward neural network. The data fusion methods are demonstrated using data from
sites located in contrasting basins: the Upper River Wye and the River Ouse. The potential
improvements that can be achieved through the implementation of these types of
amalgamation methodologies could have significant implications for the design and
construction of automated flood forecasting and flood warning systems.
Bárdossy and Kontur (2001) in their research conclude that soft computing methods
(fuzzy rules, neuronal nets and probabilistic reasoning) offer the possibility of a model
free forecasting system. The application of these techniques is investigated using different
input variables and changing data quality assumptions. Past observations are used to set up
fuzzy rules for forecasting. Besides the traditional parameters of discharge and
precipitation other factors such as the influence large scale meteorological features is
investigated. The methods are applied for different forecasting time horizons and the
8
change of the influence of the input is documented. A cross validation and a split sampling
approach are used to validate the results. The methodology is applied to discharges at the
Neckar River in South-West Germany. Results are compared with traditional linear/ nonlinear forecasting methods.
The DHI Water & Environment in cooperation with six government agencies in Thailand
during the past eight years the MIKE 11 modeling system has been set up successfully in
seven river basins in Thailand for the purpose of planning, design and operation of flood
control measures as well as real time flood forecasting. The forecast results are
encouraging especially in the two latter river basins where automatic telemetry systems
have been established to provide the required real time data on rainfall and river water
levels. In the other four basins, where low-cost data collection and transmission systems
are operated manually, the models produce reliable forecasts when the required data are
made available and applied in real time. This is, however, not always the case due to
occasional operational problems with the manual data collection, transmission and model
operation. Therefore the trend in Thailand regarding flood forecasting is currently towards
automatic telemetry systems combined with advanced automatic model execution and
forecasting (Nielsen and Klinkhachorn, 2002).
2.2 Geographical Information Systems in Hydrology and Water Resources
The GIS are computational tools to store, recover, process and visualize spatial data. A
very interesting concept presented by Gurnell and Montgomery (1998) defines the GIS as
information integration technologies which may include aspects of cartography, remote
sensing, demography, economy, landscape attributes, computational science, etc.
The application of the GIS in Hydrology and Water Resources can be classified in two
categories: management and analysis.
•
The uses referred to with management include data storage, recovery and
visualization. For example, certain attributes may be stored within the GIS, such
as the sitting of wells, the hydrographical network, reservoirs, etc. The manager
and planners of this resource can use this information for taking decisions to do
with water resources and land planning.
•
The analytical applications of the GIS refer to modeling. The real potential of the
GIS lies in its analytical capacity, which allows, among other possibilities, the
generation of new layers of information.
Ya et al. (1998) developed a map-based flow simulation model under a geographic
information system (GIS) based on the concepts of object – oriented programming. The
hydrology simulation model is composed of three elements, which are (1) equations that
govern the hydrologic processes, (2) maps that define the study area and (3) database
tables that numerically describe the study area and model parameters. GIS was used to
integrate these three separate model-components. The map-based surface/subsurface water
flow simulation model was developed and successfully applied to simulate surface and
subsurface flow on the Niger River Basin in West Africa. In the process of constructing
this map-based model, techniques were developed to address and solve some GIS related
problems such as treatment of spatially-referenced time-series data, feature-oriented map
operations, dynamic segmentation of an arc, and integration of flows along a line.
Maidment et al. (1996) developed a spatial hydrology model which simulates the water
flow and transport on a specified region of the earth using GIS data structures.
Constructing a GIS hydrology model at first is to determine what variables will be
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calculated on how many spatial units for a defined number of time periods. Construction
of complex models must proceed by partitioning the total problem into a series of submodels that interact with a common database. It is the capacity of GIS for rigorously
defining this database which makes possible complex models connecting various parts of
the hydrologic cycle within a particular region.
Leipnik et al. (1993) have explained about the implementation of GIS for water resources
planning and management. GIS is designed to store information about the location,
topology and attributes of spatially referenced objects and many database queries are
performed through it. They have described in detail about the stages in the
implementation of GIS and understanding of these stages help in using GIS in water
resources planning and management effectively.
Dubey and Nema (2000) in their research concluded that remote sensing data along with
field data when combined on GIS platform results into useful informative map for
planning land and water resource actions, keeping in mind the resource availability and
utilizability. The spatial distribution of resources availability, utilization and its
quantification in very short time with least affords makes this information widely
acceptable to variety of fields specially where time factor is a constraint.
2.3 Flood inundation maps
Three approaches are conceivable for the estimation of the flood hazard areas in the basin
under consideration (Infrastructure Development Institute, 2003):
•
Estimation based on geomorphological survey
•
Estimation based on experienced floods, and
•
Estimation based on hydrologic/hydraulic models
To reduce flood damage, a flood risk map must contain accurate information on the
magnitude of flood and distinct flood hazard area. The size of flood is usually expressed
in terms of discharge rate, flood height or rainfall intensity. The flood hazard area is
usually distinguished on a map by a colored area display or contour line of equal water
depth. In some cases, point depth of water is more useful for local residents. From the
technical aspects, these three estimation methods are characterized as follows:
a. Estimation based on geomorphological survey
In this method, attempts are made to grasp qualitative flood prone areas by the
classification of the topography, using the fact that topographical classification such as
alluvial fans, deltas, nature levees and back marshes are closely related to the frequency of
floods and the inundated duration. The characteristics of this method are as follows:
• Results are obtained by reflecting the floods which had occurred in the past.
Therefore, the inundation regimes when a flood of relatively large scale occurs
could be grasped to some extent.
• Though it may be necessary to obtain the help of experts in the fields of
topography and geology in the geomorphological classification, this method is less
costly than other methods.
• Although it is possible to make a preliminary estimate with regards to the
inundated areas and the inundation regimes (duration, velocity of flow, etc),
judgment cannot be made on inundation level and the differences of the regimes
among the floods of different scales.
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b. Estimation based on experienced flood
This is a method for finding out flood prone areas and the flood level based on the past
flood conditions. The results of this investigation form the most important part in the
public announcement of flood prone areas. The characteristic of this method are as
follows:
•
Inundated areas and the flood level could easily be known.
•
Since it is experienced flood, reliability of estimation is high. Therefore, this
method is advantageous in the public announcement with sufficient persuasive
power. Moreover, very valuable lessons could be drawn with regards to the
response of residents against floods.
•
Since the scale of floods is various, corrections should be made by using
hydrologic/hydraulic models.
c. Estimation based on hydrologic/hydraulic models
In this method, the scale of flood is determined by calculations on probability of the
rainfall or discharge, and the water levels corresponding to the flood scale is estimated by
using hydrologic/hydraulic models. The characteristics of this method are as follows:
•
The flood water level can be estimated for given flood scale. Therefore, it is
possible to use it in designing the height of foundation embankment required
for building etc, or in estimating the inundation depth of house.
•
Arbitrary probability can be selected as the scale of flood for study.
•
Change of flood level due to river improvement and land subsidence can be
taken into account.
•
The accuracy of this method is largely affected by the accuracy of
topographical data. Therefore, compared with other methods, relatively large
expenditure and time are necessary for accurate estimation.
•
Various constants are included in the runoff model, and as a result,
considerable errors would be included in the runoff calculations if the constants
are inappropriate. However, when the models are calibrated using the records
of past floods, the reliability becomes high. Therefore, investigation of past
floods is required without fail in adopting this method.
As mentioned above, each method has its advantages and disadvantages in estimating the
inundation areas. Among them, the most reliable and persuasive method is the estimation
based on past flood records. However, the data and information obtainable through the
past flood survey are, in general, limited. Studies by hydrologic/hydraulic simulation
models and geomorphologic surveys need to be conducted to complement the information
required for the flood inundation mapping.
2.4 Integration of GIS, Remote Sensing and Hydrological/Hydraulic Models for
Flood Warning
The graphical information system (GIS) and remote sensing has proven to be a very
effective tool for describing, analyzing, modeling and integrating forecasted flood levels
with other related information such as topographic, thematic and attribute information. It
offers new opportunities to develop and implement a user-friendly, interactive decision
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support system for flood forecasting and warning as well as identifying the affected areas
using dynamic spatial modeling.
Aziz et al. (2002) had successfully developed a flood warning system for Sunderganj area
of Bangladesh by integrating Danish Hydrodynamic Model MIKE 11 and GIS. MIKE 11
and GIS are successfully integrated in Arc View GIS environment for retrieving near-real
time flood level information. The study illustrates that an effective warning system can
release warning in advance 72, 48 and 24 Hrs. It can change the existing perspective of
flood preparedness and mitigation substantially and render information for better decision
making for saving lives of people in Suderganj area of Bangladesh.
Mekong River Commission (MRC) has developed flood risk hazard maps throughout the
Basin to improve flood preparedness in the four riparian countries in the Lower Mekong
Basin (Mahaxay, 2002). This work is one part of a larger initiative being undertaken by the
MRC to strengthen regional cooperation for flood management and mitigation. The
inundation maps (database) have been compiled from various sources including remote
sensing data, field surveys, topography, hydrology, hydraulic model, etc. It is useful in
many fields of application. The development of flood risk hazard maps can be briefly
describes as the followings:
•
Initial information on flood extents was derived from RADARSAT imagery
supported in some areas by field surveys. The available information focused
largely on the high and peak flood levels, with very little information about the
propagation of the flood. They provide no information on duration. Flood depth
information is also limited to the maximum depth.
•
A hydraulic model analysis was used to provide more comprehensive information
on the flood extents for lower flood levels, as well as information on water levels,
depths and durations. The VRSAP (a Mathematical Hydraulic Model named
Vietnam Rivers and Plains) hydraulic model was able to simulate maximum daily
water levels at 1977 points (nodes) in the lower Mekong region from July 1 2000
until December 31 2000. Using these point data, a water surface could be
calculated for each day by interpolating data using a nearest neighbour analysis. In
addition to this point data, water levels in over 903 polygons (cells) were also
provided that can be transformed to a water surface.
•
Flood depth maps were derived by subtracting the Digital Elevation Model (DEM)
from the daily simulated water surface. An ArcView Avenue program was written
to automatically generate these DEMs (grids). The result of this exercise was
produced for 184 (number of days) inundation depth grids.
•
Flood duration can be derived from the inundation grids by counting the number of
days that each cell had an inundation depth (normally greater then zero).
•
The compiled information was combined into integrated data sets. The two
components of the Integrated Databases are the ‘Specific Floods’ information on
the floods in 1995, 1996, 2000 and 2001 and the ‘Flood Hazard’ . information on
flood scenarios which are defined in to 3 flood classes: minor flood – a flood with
a probability of occurrence of about once every 1.2 years; medium flood – a flood
with a probability of occurrence of about once every 5 years; and, major flood – a
flood with a probability of occurrence of about once every 20 years.
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